CTOPENDATA

Subject FINRA REGULATION, INC. is a legal business entity registered in the Register of the state of Connecticut under the legal form of Stock. The company is written in the register with the ID number 549538 and its seat is at 1735 K STREET, NW, WASHINGTON, 20006, DC. The company was established on 10th December 1996 and its actual status is Active.

The company and its activities are actually managed by 41 persons with the responsibility of its market actions. Persons written in the register are ROBERT W COOK, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, MARCIA E ASQUITH, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, TODD T DIGANCI, who’s seat is at 1735 K STREET, NW, WASHINGTON, 20006, DC, JOHN J. BRENNAN, who’s seat is at 439 CHANDLEE DR, BERWYN, 19312, PA, WILLIAM H. HEYMAN, who’s seat is at 385 WASHINGTON STREET, SAINT PAUL, 55102, MN, ROBERT KEENAN JR., who’s seat is at 1609 WEST MAIN STREET, RUSSELLVILLE, 72801, AR, JAMES D. WEDDLE, who’s seat is at 12555 MANCHESTER ROAD, ST. LOUIS, 63131, MO, CAROL DAVIDSON, who’s seat is at 4851 BONITA BAY BLVD STE 1404, BONITA SPRINGS, 34134, FL, ROCHELLE LAZARUS, who’s seat is at 636 11TH AVENUE, NEW YORK, 10036, NY, MARK S. CRESAP, who’s seat is at 259 RADNOR-CHESTER ROAD, SUITE 140, RADNOR, 19087, PA, SUSAN W. JENAH, who’s seat is at 192 CARMICHAEL AVE, TORONTO, ONTARIO, BRIGITTE C. MADRIAN, who’s seat is at 79 JFK STREET, MAILBOX 114, CAMBRIDGE, 02138, MA, LESLIE F. SEIDMAN, who’s seat is at 10 BEECHWOOD LANE, WESTPORT, 06880, CT, LUIS M. VICEIRA, who’s seat is at BAKER LIBRARY 367, BOSTON, 02163, MA, ELISSE B. WALTER, who’s seat is at 7529 ROYAL DOMINION DRIVE, BETHESDA, 20817, MD, JOSHUA S LEVINE, who’s seat is at 315 W 36TH ST 10TH FL, NEW YORK, 10018, NY, BRIAN J KOVACK ESQ, who’s seat is at 6451 N FEDERAL HIGHWAY, SUITE 1201, FORT LAUDERDALE, 33308, FL, JOSEPH M MECANE, who’s seat is at 745 SEVENTH AVENUE, 3RD FLOOR, NEW YORK, 10019, NY, RANDAL K QUARLES, who’s seat is at 79 S MAIN STREET 3RD FL, SALT LAKE CITY, 84111, UT, KATHLEEN A MURPHY, who’s seat is at 200 SEAPORT, V7A, BOSTON, 02210, MA, JOSEPH R.V. ROMANO, who’s seat is at 1560 SHERMAN AVE, SUITE 1300, EVANSTON, 60201, IL, JOHN W THIEL, who’s seat is at 2 WORLD FINANCIAL CENTER, 42, NEW YORK, 10281, NY, JONATHAN S SOKOBIN, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, CAMERON FUNKHOUSER, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, CARLO V DI FLORIO, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, CHARLES I PLOSSER, who’s seat is at 9 LAUREL OAK RD, AMELIA ISLAND, 32034, FL, BILL WOLLMAN, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, GERALDINE M WALSH, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, GREGORY AHERN, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, JAMES BRADLEY BENNETT, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, MICHAEL RUFINO, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, RICHARD W BERRY, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, ROBERT A RENNER, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, ROBERT COLBY, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, STEVEN A JOACHIM, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, STEVEN J RANDICH, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, SUSAN F AXELROD, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, THOMAS GIRA, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, THOMAS M SELMAN, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, TRACY JOHNSON, who’s seat is at 1735 K ST NW, WASHINGTON, 20006, DC, CORPORATION SERVICE COMPANY, who’s seat is at 50 WESTON STREET, HARTFORD, CT, 06120-1537.