STERNE AGEE INVESTMENT ADVISOR SERVICES, INC., 1221545

2 PERIMETER PARK SOUTH, SUITE 100W, BIRMINGHAM, 35243, AL

Subject STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. is a legal business entity registered in the Register of the state of Connecticut under the legal form of Stock. The company is written in the register with the ID number 1221545 and its seat is at 2 PERIMETER PARK SOUTH, SUITE 100W, BIRMINGHAM, 35243, AL. The company was established on 8th November 2016 and its actual status is Active.

Entity Name	STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.
Entity Number	1221545

Status	Active
Incorporation Date	8th November 2016
Business Address	2 PERIMETER PARK SOUTH, SUITE 100W, BIRMINGHAM, 35243, AL
Mailing Address	2 PERIMETER PARK SOUTH, SUITE 100W, BIRMINGHAM, 35243, AL
Citizenship/State Inc	Foreign/DE
Legal form	Stock
Name in State of INC	STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

The company and its activities are actually managed by 4 persons with the responsibility of its market actions. Persons written in the register are MARCUS BRYANT RICHARDSON, who’s seat is at 2 PERIMETER PARK SOUTH, SUITE 100W, BIRMINGHAM, 35243, AL, C. FRED WAGSTAFF, III, who’s seat is at 2 PERIMETER PARK SOUTH, SUITE 100W, BIRMINGHAM, 35243, AL, WILLIAM RICHARD PINTARIC, who’s seat is at 2 PERIMETER PARK SOUTH, SUITE 100W, BIRMINGHAM, 35243, AL, NATIONAL REGISTERED AGENTS, INC., who’s seat is at ONE CORPORATE CENTER, HARTFORD, 06103, CT.

Role	Principal
Title	CHIEF OPERATIONS OFFICER
Residence Address	6821 CASTLE HEIGHTS ROAD, MORRIS, 35116, AL
Business Address	2 PERIMETER PARK SOUTH, SUITE 100W, BIRMINGHAM, 35243, AL

Role	Principal
Title	CHIEF FINANCIAL OFFICER
Residence Address	1228 LIBERTY PARK LOOP, BIRMINGHAM, 35242, AL
Business Address	2 PERIMETER PARK SOUTH, SUITE 100W, BIRMINGHAM, 35243, AL

Role	Principal
Title	CHIEF COMPLIANCE OFFICER
Residence Address	3695 ST, ANDREWS, YOUNGSTOWN, 44504, OH
Business Address	2 PERIMETER PARK SOUTH, SUITE 100W, BIRMINGHAM, 35243, AL

Role	Registered Agent
Business Address	ONE CORPORATE CENTER, HARTFORD, 06103, CT

595 MARKET STREET, 29TH FLOOR, SAN FRANCISCO, 94105, CT

1704 BUSTLETON PIKE, FEASTERVILLE, 19053, PA

1010 N. UNIVERSITY PARKS DR., WACO, 76707, TX

37 SWAMP ROAD, NEWTOWN, 06470, CT

5 CARTER LANE, STAFFORD SPRINGS, 06076, CT

75 FEDERAL ST, 4TH FL, BOSTON, 02110, MA

900 MADISON AVE., SUITE 205, BRIDGEPORT, 06606, CT

12 OLD BOSTON ROAD, WILTON, 06897, CT

12 OLD BOSTON POST, WILTON, 06897, CT

71 ALGONQUIN TRAIL, SANDY HOOK, 06482, CT

136 NORTH STREET, WOLCOTT, 06716, CT

446 FRANKLIN AVE, HARTFORD, 06114, CT

1868 RIDGE ROAD, NORTH HAVEN, 80121, CT

421 SASCO HILL RD., FAIRFIELD, 06824, CT

34 FARM VIEW DRIVE, NORWICH, 06360, CT

230 SOUTH BROAD ST, SUITE 604, PHILADELPHIA, 19102, PA

35 SOVEREIGN RIDGE, CROMWELL, 06416, CT

1060 MOUNTAIN ROAD, TORRINGTON, 06790, CT

127 NOTTING HILL GATE, TORRINGTON, 06790, CT

113 BEVERLY ROAD, 2ND FL, WEST HARTFORD, 06119, CT

90 EARLS WAY, FRANKLIN, 02038, MA

103 WEST WAKEFIELD BOULEVARD, WINSTED, 06098, CT

131 TOWN FARM ROAD, ENFIELD, 06082, CT

415 LIDO BLVD, LIDO BEACH, 11561, NY

29 ALLEN STREET, HAMPDEN, 06036, MA

3974 WEST HAMILTON KEY, WEST PALM BEACH, 33411, FL

8 JOYCE COURT, NIANTIC, 06357, CT

104 TIMBER DRIVE, STORRS, 06268, CT

500 WEST PUTNAM AVENUE, 4TH FLOOR, GREENWICH, 06830, CT

385 MAIN STREET SOUTH, SUITE 210, SOUTHBURY, 06488, CT

879 NORTH SALEM RD., RIDGEFIELD, 06877, CT

273 1/2 FRANKLIN AVE, HARTFORD, 06114, CT

50 PARK ROW WEST, SUITE 113, PROVIDENCE, 02903, RI

810 SOUTH COLONY RD., WALLINGFORD, 06492, CT

8 PINE DRIVE, UNIONVILLE, 06085, CT

60 LAWN AVE, UNIT 39, STAMFORD, 06902, CT

477 BOSTON POST RD SUITE D, ORANGE, 06477, CT

54 OSBORN LN, MONROE, 06468, CT

235 BRUSHY RIDGE ROAD, NEW CANAAN, 06840, CT

19 WATERBURY ROAD, UNIT 2 LEFT, THOMASTON, 06787, CT

107 CRYSTAL STREET, WETHERSFIELD, 06109, CT

21 CHELSEA COURT, NORWICH, 06360, CT

537 CARROLL AVE, BRIDGEPORT, 06607, CT

1735 POST RD, 1735 POST RD, FAIRFIELD, 06824, CT

350 NORTH STEELE ROAD, 350 NORTH STEELE ROAD, WEST HARTFORD, 06117, CT

180 BANTAM LAKE RD #696, BANTAM, 06750, CT

1131 WEST ST, BUILDING 1 SUITE 3, SOUTHINGTON, 06489, CT

147 FOXWOOD ROAD, STAMFORD, 06903, CT

17 CAMBRIDGE DRIVE, PROSPECT, 06712, CT

109 MURRAY ST, NORWALK, 06851, CT

611 TOBY HILL ROAD, WESTBROOK, 06498, CT

4 DEVINE ST, NORTH HAVEN, 06473, CT

1385 VALLEY ROAD, SUITE K, WAYNE, 07470, NJ

231 INDIAN AVE, BRIDGEPORT, 06606, CT

LLC, 1465 POST ROAD EAST, WESTPORT, 06880, CT

84 STATE STREET, 6TH FLOOR, BOSTON, 02109, MA

75 FEDERAL ST., FOURTH FLOOR, BOSTON, 02110, MA

220 ALBANY TPKE, CANTON, 06019, CT

4 NATURE LN, BROOKFIELD, 06804, CT

670 NEWFIELD STREET, MIDDLETOWN, 06457, CT

1729 DIXWELL AVE, HAMDEN, 06514, CT

330 BOSTON ROAD, SUITE 15, BILLERICA, 01862, MA

71 NEWBURY STREET, HARTFORD, 06114, CT

30 SOUTH PEARL ST, ALBANY, 12207, NY

501 N. CATTLEMEN RD., STE. 106, SARASOTA, 34232, FL

840 SUMMER ST, STE 104, BOSTON, 02127, MA

18 MOUNTAIN ROAD, OXFORD, 06478, CT

1 ALLVIEW AVE, APT # 3A, BREWSTER, 10509, NY

456 TEMPLE ST, STRATFORD, 06615, CT

64 FERNDALE DRIVE, EASTON, 06612, CT

133 LEIBERT ROAD, HARTFORD, 06120, CT

695 TALCOTTVILLE RD APT 31A, VERNON, 06066, CT

20 COVE AVE., FL 2 REAR, NORWALK, 06855, CT

26 BRUCE PARK AVE, GREENWICH, 06830, CT

17 HIGH STREET, STAMFORD, 06902, CT

114 LEDGEBROOK DR, NORWALK, 06854, CT

153 BOSTONPOST RD, EASTLYME, 0633, CT

38 WEST FLAT HILL RD., SOUTHBURY, 06488, CT

343 SWAIN AVE, MERIDEN, 06450, CT

950 CROMWELL AVENUE, ROCKY HILL, 06067, CT

50 LIBERTY STREET, CHESTER, 06412, CT

62 JAMES ST APT 2, BRIDGEPORT, 06604, CT

271 WEATHERFIELD AVE, HARTFORD, 06114, CT

36 HUSTED LN, GREENWICH, 06830, CT

31 NEHANTIC DR, NIANTIC, 06357, CT

443 N MAIN ST, WALLINGFORD, 06492, CT

45 PARKERS POINT ROAD, CHESTER, 06412, CT

46 PLATOZ DR., APT #4, UNCASVILLE, 06382, CT

1 BUSHNELL ST, ESSEX, 06426, CT

942 WETHERSFIELD AVE, APT #5, HARTFORD, 06114, CT

12 MAPLEVALE COURT, EAST HAVEN, 06512, CT

23 PARTRIDGE ROAD, WARREN, 06754, CT

2 PERIMETER PARK SOUTH, SUITE 100W, BIRMINGHAM, 35243, AL

1 PERIMETER PARK SOUTH, SUITE 450 N, BIRMINGHAM, 35243, AL

3500 BLUE LAKE DRIVE, SUITE 330, BIRMINGHAM, 35243, AL

2500 ACTON ROAD, BIRMINGHAM, 35243, AL

1900 INTERNATIONAL PARK DR, STE 200, BIRMINGHAM, 35243, AL

3660 GRANDVIEW PARKWAY, SUITE 200, BIRMINGHAM, 35243, AL

2552 ROCKY RIDGE ROAD, BIRMINGHAM, 35243, AL

100 GRANDVIEW PLACE, SUITE 400, BIRMINGHAM, 35243, AL

2000 INTERNATIONAL PARK DRIVE, BIRMINGHAM, 35243, AL

3660 GRANDVIEW PARKWAY, SUITE 200, BIRMINGHAM, 35243, AL

4268 CAHABA HEIGHTS CT, BIRMINGHAM, 35243, AL

3535 GRANDVIEW PARKWAY, SUITE 600, BIRMINGHAM, 35243, AL

3660 GRANDVIEW PARKWAY, SUITE 200, BIRMINGHAM, 35243, AL

CTOPENDATA

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

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