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PRINCIPAL SECURITIES, INC.

ATTN: SHIRLEY HOLLISTER, G-031-W40, DES MOINES, 50392, IA
Subject PRINCIPAL SECURITIES, INC. is a legal business entity registered in the Register of the state of Connecticut under the legal form of Stock. The company is written in the register with the ID number 915462 and its seat is at 711 HIGH STREET, DES MOINES, 50392, IA. The company was established on 12th October 2007 and its actual status is Active.
Entity Name PRINCIPAL SECURITIES, INC.
Entity Number 915462
Status Active
Incorporation Date 12th October 2007
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
Mailing Address ATTN: SHIRLEY HOLLISTER, G-031-W40, DES MOINES, 50392, IA
Citizenship/State Inc Foreign/IA
Legal form Stock
Name in State of INC PRINCIPAL SECURITIES, INC.
The company and its activities are actually managed by 21 persons with the responsibility of its market actions. Persons written in the register are KARA HOOGENSEN, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, NORA M EVERETT, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, PATRICIA A BARRY, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, MARTIN R. RICHARDSON, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, SCOTT A. CHRISTENSEN, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, STEPHEN G. GALLAHER, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, TRACI L. WELDON, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, DEBORAH J. BARNHART, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, JULIE LECLERE, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, NICHOLAS M. CECERE, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, DAN L. WESTHOLM, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, GREGORY B ELMING, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, CURTIS (CURT) HOLLEBRANDS, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, KAREN E SHAFF, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, DEANNA D STRABLE-SOETHOUT, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, JEFFREY A VAN BAALE, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, WILLIAM DUNKER, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, GINA L GRAHAM, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, LEE M. HARMS, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, JENNIFER LITCHFIELD, who’s seat is at 711 HIGH STREET, DES MOINES, 50392, IA, CORPORATION SERVICE COMPANY, who’s seat is at 50 WESTON STREET, HARTFORD, CT, 06120-1537.
KARA HOOGENSEN
Role Principal
Title PRESIDENT/CEO/CHAIR
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
NORA M EVERETT
Role Principal
Title DIRECTOR
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
PATRICIA A BARRY
Role Principal
Title ASSISTANT SECRETARY
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
MARTIN R. RICHARDSON
Role Principal
Title VP/BROKER DEALER OPERATIONS
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
SCOTT A. CHRISTENSEN
Role Principal
Title CFO
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
STEPHEN G. GALLAHER
Role Principal
Title ASST GENL COUNSEL/ASST SEC
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
TRACI L. WELDON
Role Principal
Title SVP
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
DEBORAH J. BARNHART
Role Principal
Title DIRECTOR/DISTRIBUTION (PPN)
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
JULIE LECLERE
Role Principal
Title SVP-MANAGING DIRECTOR
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
NICHOLAS M. CECERE
Role Principal
Title DIRECTOR/SVP
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
DAN L. WESTHOLM
Role Principal
Title ASSISTANT VICE PRESIDENT-TREASURY
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
GREGORY B ELMING
Role Principal
Title DIRECTOR
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
CURTIS (CURT) HOLLEBRANDS
Role Principal
Title AML OFFICER
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
KAREN E SHAFF
Role Principal
Title EVP/GENERAL COUNSEL/SECRETARY
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
DEANNA D STRABLE-SOETHOUT
Role Principal
Title DIRECTOR
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
JEFFREY A VAN BAALE
Role Principal
Title CIO
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
WILLIAM DUNKER
Role Principal
Title AML OFFICER
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
GINA L GRAHAM
Role Principal
Title VP/TREASURER
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
LEE M. HARMS
Role Principal
Title CHIEF INFORMATION SECURITY OFFICER
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA
JENNIFER LITCHFIELD
Role Principal
Title VP/CHIEF COMPLIANCE OFFICER
Residence Address 711 HIGH STREET, DES MOINES, 50392, IA
Business Address 711 HIGH STREET, DES MOINES, 50392, IA

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