STERNE, AGEE & LEACH, INC., 920752

800 SHADES CREEK PARKWAY, SUITE 550, BIRMINGHAM, 35209, AL

Subject STERNE, AGEE & LEACH, INC. is a legal business entity registered in the Register of the state of Connecticut under the legal form of Stock. The company is written in the register with the ID number 920752 and its seat is at 800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, 35209, AL. The company was established on 30th November 2007 and its actual status is Active.

Entity Name	STERNE, AGEE & LEACH, INC.
Entity Number	920752

Status	Active
Incorporation Date	30th November 2007
Business Address	800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, 35209, AL
Mailing Address	800 SHADES CREEK PARKWAY, SUITE 550, BIRMINGHAM, 35209, AL
Citizenship/State Inc	Foreign/DE
Legal form	Stock
Name in State of INC	STERNE, AGEE & LEACH, INC.

The company and its activities are actually managed by 5 persons with the responsibility of its market actions. Persons written in the register are CHARLES M. LYON, who’s seat is at STE. 500, BIRMINGHAM, 35209, AL, RON TROUT, who’s seat is at STE. 500, BIRMINGHAM, 35209, AL, CONNER FRED WAGSTAFF, III, who’s seat is at STE. 500, BIRMINGHAM, 35209, AL, SEAN M. O'CONNOR, who’s seat is at 800 SHADES CREEK PKWY., STE. 500, BIRMINGHAM, 35209, AL, NATIONAL REGISTERED AGENTS, INC., who’s seat is at ONE CORPORATE CENTER, HARTFORD, CT, 06103-3220.

Role	Principal
Title	CEO
Residence Address	STE. 500, BIRMINGHAM, 35209, AL
Business Address	STE. 500, BIRMINGHAM, 35209, AL

Role	Principal
Title	CCO
Residence Address	STE. 500, BIRMINGHAM, 35209, AL
Business Address	STE. 500, BIRMINGHAM, 35209, AL

Role	Principal
Title	CFO
Residence Address	STE. 500, BIRMINGHAM, 35209, AL
Business Address	STE. 500, BIRMINGHAM, 35209, AL

Role	Principal
Title	DIRECTOR
Residence Address	800 SHADES CREEK PKWY., STE. 500, BIRMINGHAM, 35209, AL
Business Address	800 SHADES CREEK PKWY., STE. 500, BIRMINGHAM, 35209, AL

Role	Registered Agent
Business Address	ONE CORPORATE CENTER, HARTFORD, CT, 06103-3220

5 HARBOR PARK DRIVE, PORT WASHINGTON, 11050, NY

1 SCONSET SQUARE, BUILDING 4, WESTPORT, 06880, CT

6 HOLMES STREET, MYSTIC, 06355, CT

92 OAKWOOD DRIVE, FAIRFIELD, 06824, CT

121 TIPPING ROCK RD, STONINGTON, 06378, CT

87 EAST AVENUE, NEW CANAAN, 06840, CT

14 LARKSPUR LANE, GREENWICH, 06831, CT

54 SECRET LAKE RD., CANTON, 06019, CT

8 AMEY ROAD, WAYLAND, 01778, MA

C/O THOMAS L. RICH, 222 SUMMER STREET, STAMFORD, 06901, CT

7365 W 162ND STREET, OVERLAND PARK, 66085, KS

22 BURTON DRIVE, CHESHIRE, 06410, CT

18 MARSHALL STREET, SUITE 112, NORWALK, 06854, CT

3952 TORREY PINES BOULEVARD, SARASOTA, 34238, FL

380 DAVIDSON STREET, BRIDGEPORT, 06605, CT

322 RILEY ROAD, NEW WINDSOR, 12553, NY

29 FAULKNER DRIVE, QUAKER HILL, 06375, CT

5 ST. JAMES, ROWAYTON, 06853, CT

512 TAYLOR STREET, MANCHESTER, 06042, CT

311 POST ROAD EAST, WESTPORT, 06880, CT

99 CHERRY STREET UNIT D, MILFORD, 06460, CT

445 OLD ACADEMY ROAD, FAIRFIELD, 06824, CT

4 WEBB AVENUE, OLD GREENWICH, 06870, CT

85 CAMP AVENUE, UNIT 6C, STAMFORD, 06907, CT

4 ANGUS LANE, GREENWICH, 06831, CT

45 JOHNSON LANE, MADISON, 06443, CT

195 LEONARD DRIVE, GROTON, 06340, CT

2 FAIRFIELD LANE, SIMSBURY, 06070, CT

27 BERKSHIRE DRIVE, NEWINGTON, 06111, CT

5 ANN DR # B, DANBURY, 06810, CT

50 ACADEMY HILL ROAD, UNIT D, PLAINFIELD, 06374, CT

21341 HILLTOP ST, SOUTHFIELD, 48034, MI

570 DEN ROAD, STAMFORD, 06903, CT

C/O D. LENETIS, 32 GRAND STREET, HARTFORD, 06106, CT

26 CHRIS DRIVE, UNCASVILLE, 06382, CT

75 DEER PARK ROAD, FAIRFIELD, 06824, CT

78 DINATALE DRIVE, DURHAM, 06422, CT

124 CHURCH STREET, PUTNAM, 06260, CT

349 WETHERELL STREET, MANCHESTER, 06040, CT

15 FREEDOM WAY, UNIT #44, NIANTIC, 06357, CT

5 KEELER ST # 10 B, DANBURY, 06810, CT

47 CHURCH ST #1, GRENWICH, 06830, CT

28 VALLEY BROOK ROAD S, BRANFORD, 06405, CT

40 LAKE AVE. EXT. #1, DANBURY, 06811, CT

1897 BERLIN TURNPIKE, BERLIN, 06037, CT

143 MEDFORD STREET, WEST HAVEN, 06516, CT

398 SMITH AVE, NEW HAVEN, 06513, CT

110 CLAPBOARD RIDGE, DANBURY, 06811, CT

2259 STATE STREET, HAMDEN, 06517, CT

5310 NORTH 99TH ST., STE. 1, OMAHA, 68134, NE

477 PLATT AVE., WEST HAVEN, 06516, CT

154 WEST STAFFORD RD., STAFFORD SPRINGS, 06076, CT

72 CLARK STREET, WOLCOTT, 06716, CT

ATTENTION: MELISSA L. COHN, PRESIDENT, NEW YORK, 10022, NY

87 TAFTVILLE OCCUM RD., NORWICH, 06360, CT

1555 POST ROAD EAST, WESTPORT, 06880, CT

2920 NORTH MAIN STREET, OSHKOSH, 54903, WI

4 MCCURDY COURT, OLD LYME, 06371, CT

705 NORTH MOUNTAIN ROAD, SUITE G-105, NEWINGTON, 06111, CT

148 CHAMBERLAIN STREET, TORRINGTON, 06790, CT

1615 CHAMBERLAIN HIGHWAY, BERLIN, 06037, CT

91 CHAPMAN ST, NEW BRITIAN, 06051, CT

662 EAST WAKEFIELD BLVD., WINSTED, 06098, CT

346 CROMWELL AVENUE, ROCKY HILL, 06067, CT

1050 WILSHIRE DRIVE, STE 300, TROY, 48084, MI

100 PEARL STREET, HARTFORD, 06103, CT

135 SHAGBARK ROAD, GLASTONBURY, 06033, CT

20 MARSHALL ST STE 300, NORWALK, 06854, CT

52 MAIN STREET, MANCHESTER, 06040, CT

1306 BOSTON POST RD., WESTBROOK, 06498, CT

2419 ROUTE 82, BILLINGS, 12510, NY

797 BEAVER HEAD RD., GUILFORD, 06437, CT

625A ACORN STREET, DEER PARK, 11729, NY

111 WORTH STREET, APT. 12A, NEW YORK, 10013, NY

4 BRISTLE LANE, SANDY HOOK, 06482, CT

123 BEAVER ST, FAIRFIELD, 06825, CT

250 STATE ST. SUITE J1, NORTH HAVEN, 06473, CT

253 WEST ST. UNIT A, PLANTSVILLE, 06479, CT

10805 OLD MILL ROAD, OMAHA, 68154, NE

180 SARGEANT AVENUE, CLIFTON, 07013, NJ

379 OAKLAWN AVENUE, STAMFORD, 06905, CT

2800 CANTRELL ROAD, SUITE 300, LITTLE ROCK, 72202, AR

179 BOSTON POST RD., MILFORD, 06460, CT

26395 JEFFERSON AVENUE, SUITE E, MURRIETA, 92562, CA

8625 S.W. CASCADE AVENUE, #600, BEAVERTON, 97008, OR

9150 IRVINE CENTER DRIVE, IRVINE, 92618, CA

44 TASHUA ROAD, TRUMBULL, 06611, CT

3 SIMM LANE, NEWTOWN, 06470, CT

299 ELLSWORTH STREET, APT. 12E, BRIDGEPORT, 06605, CT

229 THAMES ST, NEW LONDON, 06320, CT

CORPORATION TRUST CENTER, 1209 ORANGE STREET, WILMINGTON, 19801, DE

22 ELIZABETH STREET, FLOOR 2, FAIRFIELD, 06825, CT

14 MACINTOSH ROAD, OXFORD, 06478, CT

403 LARSON DR., DANBURY, 06810, CT

569 BROOKWOOD VILLAGE, SUITE 901, BIRMINGHAM, 35209, AL

820 SHADES CREEK PKWY STE 3000, BIRMINGHAM, 35209, AL

211 SUMMIT PARKWAY, SUITE 124, BIRMINGHAM, 35209, AL

100 BROOKWOOD PLACE, BIRMINGHAM, 35209, AL

301 BEACON PARKWAY WEST, SUITE 100, BIRMINGHAM, 35209, AL

1 METROPLEX DRIVE, SUITE 400, BIRMINGHAM, 35209, AL

800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, 35209, AL

400 SHADES CREEK PARKWAY, BIRMINGHAM, 35209, AL

569 BROOKWOOD VILLAGE, SUITE 901, BIRMINGHAM, 35209, AL

TWO METROPLEX DRIVE, STE 310, BIRMINGHAM, 35209, AL

800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, 35209, AL

569 BROOKWOOD VILLAGE, SUITE 901, BIRMINGHAM, 35209, AL

CTOPENDATA

STERNE, AGEE & LEACH, INC.

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